Key features of the UK Financial Regulations & Professional Integrity
- Recognised qualification upon successful completion of the course
- Study from anywhere, anytime, whenever it is convenient for you.
- Get 24/7 support from our Customer Success Team
- Affordable and engaging e-learning study materials
- Study at your own pace from a tablet, PC or smartphone
- Online tutor support when you are in need.
Who is this course for?
There is no experience or previous qualifications required for enrolment on this course. It is available to all students, of all academic backgrounds.
Requirements
Our UK Financial Regulations & Professional Integrity is fully compatible with any kind of device. Whether you are using Windows computer, Mac, smartphones or tablets, you will get the same experience while learning. Besides that, you will be able to access the course with any kind of internet connection from anywhere at any time without any kind of limitation.
Career Path
After completing this course you will be able to build up accurate knowledge and skills with proper confidence to enrich yourself and brighten up your career in the relevant job market.
Course Curriculum
| Module 01: UK Financial Markets and Regulatory Institutions | |||
| Module 01: UK Financial Markets and Regulatory Institutions | 00:18:00 | ||
| Module 02: Governance and Regulations by FCA and PRA | |||
| Module 02: Governance and Regulations by FCA and PRA | 00:21:00 | ||
| Module 03: Consumer Protection, Complaints and Redress | |||
| Module 03: Consumer Protection, Complaints and Redress | 00:14:00 | ||
| Module 04: Regulatory Governance and Conduct Standards | |||
| Module 04: Regulatory Governance and Conduct Standards | 00:17:00 | ||
| Module 05: Professional Integrity and Ethics | |||
| Module 05: Professional Integrity and Ethics | 00:18:00 | ||
| Module 06: Investment Principles | |||
| Module 06: Investment Principles | 00:19:00 | ||
| Module 07: Risk Management | |||
| Module 07: Risk Management | 00:15:00 | ||
| Module 08: Taxation in Investments | |||
| Module 08: Taxation in Investments | 00:15:00 | ||
| Module 09: Investment Advice and Portfolio Management | |||
| Module 09: Investment Advice and Portfolio Management | 00:15:00 | ||
| Understanding Financial Markets in the UK | |||
| Understanding Financial Markets in the UK | 00:00:00 | ||
| Assessing Financial Services & Risk in the UK | |||
| Assessing Financial Services & Risk in the UK | 00:00:00 | ||
| Legal Framework on Contract & Trust | |||
| Legal Framework on Contract & Trust | 00:00:00 | ||
| Ethics and Professionalism | |||
| Ethics and Professionalism | 00:00:00 | ||
| UK Financial Services Regulators | |||
| UK Financial Services Regulators | 00:00:00 | ||
| FCA and PRA Governance, Principles, and Rules | |||
| FCA and PRA Governance, Principles, and Rules | 00:00:00 | ||
| FCA and PRA Competence of Companies and Individuals | |||
| FCA and PRA Competence of Companies and Individuals | 00:00:00 | ||
| Financial Crime Regulations | |||
| Financial Crime Regulations | 00:00:00 | ||
| Complaints & Redress | |||
| Complaints & Redress | 00:00:00 | ||
| FCA Conduct of Business Sourcebook (COBS) | |||
| FCA Conduct of Business Sourcebook (COBS) | 00:00:00 | ||
| Certificate and Transcript | |||
| Order Your Certificates or Transcripts | 00:00:00 | ||
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